Report Gaindegia: Experts analysis-- Eguzki Urteaga

The research and development situation in the North Basque Country
Eguzki Urteaga

To be able to understand the research and development situation in the North Basque Country, it is essential to take a look at what is happening in France; on the one hand because most statistics refer to the whole State; and on the other, because as the French State is centralised, the laws, policies and structures are all decided on in Paris.
Eguzki Urteaga
Lecturer at the UPV
eguzki.urteaga@ehu.es

Research and development in France

Economic resources invested in research and development are quite high compared to the BAC, but they are dropping. In fact, amounts invested over the 1980s rose, coming close to 2.4% of GDP, but they fell away from 1993 onwards. GDP was 2.1% in 2006, a little lower than the average in the OECD (2,26%), lying sixth in the country ranking, behind Sweden, Finland, Japan, United States and Germany. On the other hand, private French firms invest relatively little in RTD+i. According to OECD data, 63% of funds spent on research come from the private sector and they mainly revolve around industrial technology: the automotive, aeronautics, pharmacy, electronics, medical instruments and materials fields. The OECD average is 69%; whilst Japan, United States and Germany exceed this average by investing around 70 - 77%1.

This drop was steeper after 2002, thanks to measures adopted by Prime Ministers Raffarin and particularly De Villepin and Fillon: less researchers and university teachers employed, reorganisation of the national research centre CNRS (dividing it into six institutes, knowing that two already existed), the new law promoting university autonomy2, creation of an agency to distribute research resources, and complaints from the movement entitled Sauvons la recherche. These changes have already been read pessimistically: participation from the State and public powers in general is dwindling and they seem to want to leave the task of financing both science and technology in the hands of the private sector3.

This situation has generated numerous protests. The Universities Freedom and Responsibility Law (LRU) brought many universities to a halt in October 2007, as both students and teachers protested against this project. In March 2008, CNRS researchers came out to protest that major research centres were "disappearing". They recently occupied the headquarters of the National Research Agency (ANI), in order to complain about the instability of research jobs, and protests were held throughout 2008 against the evaluations implemented by AERES. Finally, in December 2008, a decree that modified the status of researchers- teachers caused an intense series of strikes among researchers and university teachers, forcing the Research minister to abandon the project. Among the many reasons for the protests we should highlight that the Ministry has not come through with subsidies it promised. In fact, a directive law from 2008 sliced 2.2% off the Ministry's budget for Research and Higher Education (wiping out 500 million Euros), so the laboratories' budget has also dropped and this has made it hard to create new jobs. This loss might rise to 800 million Euros in 2009.

The truth is that the Government no longer wants to include research among civil service positions. As the ANI awards subsidies according to projects, university contracts, participation from the private sector, plus the threat that the CNRS will become a resources centre has raised the alarm among researchers. Private sector management methods are unpopular in the cultural field, as this community is strongly linked to equality, general interest and the values of individual merit. In the field of politics, the scientific community has been built on affirming its independence, concerning both knowledge and methods. In this respect, management and monitoring instruments, plus discourse commending autonomy and liberalism come up against this tradition. Concerns grow as we realise that the Lisbon Strategy and discourse highlighting social demand have opened up the road to this strategy4.

In any case, a large number of reports have questioned the effectiveness of the French research system. In January 2007, a general financial inspection report gave the system a negative score highlighting weakness in technological innovation, scarce economic productivity in the public sector, under-development in industrial research - proof of this is the reduction in the number of patents produced in France: in 2006 they numbered 5.5% of the world total, and in 1988 this was 8.3%. However, above all, taking into account State spending and the number of researchers with civil servant status (162,000 out of 364,000), the report highlights unjustified spending, poor management, inappropriate organisation and insufficient evaluation of results. It also reminds us of the convenience of promoting private research and recommends a series of profound changes: project management, merging universities and developing their autonomy, simplifying the financing system, making researchers more aware of results and help for doctorate students.

Nevertheless scientific research is not only evaluated through technological applications. It is also evaluated in terms of its producers' knowledge and intellectual shine. At this level, French research is not enjoying the best of times. According to the science and technical observatory (2008), the quota corresponding to France for worldwide publications has fallen since 1999, and the same goes for appearances in foreign periodicals. In general terms, its influence falls below the world average. The number of students going abroad has increased, but is still lower than in England and Germany. As far as Nobel prizes and other awards are concerned, it is behind European countries of the same size, without counting with the United States. Although there is not so much information available, the population of the North Basque Country has the same sensation.

Particular features of the North Basque Country

This context directly influences the research and development carried out in the North Basque Country where five characteristics might be highlighted.

The first is by not having political-administrative recognition as a territory, it does not have its own institutions, neither a Regional Council, nor a General Council, except as a people, as laid down in the Voynet Law in 1997. If we add this to the fact that scientific policy is a State competence, and that economic development is in the hands of the regions, it is impossible to create a scientific policy just for the North Basque Country. Having been named a people, meaning as a territory project, we can bring together the State, the regions, the departments and the town councils in order to produce sector-based policies. This is exactly what happened with the Specific Basque Country Agreement5 (2001-2006), and the Euskal Herria 2020 plan.

The second characteristic is that the North Basque Country does not have its own university. Currently, the University of Pau and Aturri (PAHU) has annexe campuses in Anglet and particularly Bayonne, which gives degree courses in law, economics, Basque philology and modern arts, as well as masters in international studies and European Law6, without forgetting DUTs in business and administration management. Over the last few years, the scientific pole based in Angelu Montaury has been considerably developed and offers degrees in biology, IT and physics and chemistry, DUTs in industry and IT, plus masters degrees and professional masters in construction, the environment and IT systems, among others. In addition to the university there are engineering schools such as ESTIA and ISA BTP. The offer has grown, but it is still poor7, as the number of qualifications does not exceed 37. Also, only the first and second cycle are taught, not the third. So every year around 8,000 students have to leave the North Basque Country for the final years of their studies.

Thirdly, there are very few research centres in this territory. In addition to centres that are part of PAHU (IKER and CDRE, for example), there are laboratories associated with CNRS and INRA (such as Ecobiop). In fact, the majority of research centres, and therefore the majority of researchers, budgets and publications are concentrated in Pau. So, throughout the whole PAHU there are 500 researchers and 26 labs, 9 of which are registered to CNRS. In total, there are 335 doctorate students and 70 doctoral theses are read every year. The researchers publish more than 400 theses and 13 patents8 have been presented, with a budget of 12 million Euros, not including salaries. The problem is that only a small fraction of them are located in the North Basque Country9.

The fourth characteristic is that the companies in this territory are medium sized or above all small and specialised in production or application. Consequently they do very little research and development, because they do not feel the need, they do not have sufficient resources available to them, they do not have qualified workers or because they do not receive the required help from public powers. Consequently they are not particularly innovating companies and they find it hard to grow and therefore to attract better researchers10.

In fifth place, the North Basque Country has resources to attract research centres and researchers. In fact, it is well connected by land and by air with other regions and towns, it offers a high standard of living, public institutions (regions, departments, districts and town councils) and entities serving the public, such as the Bayonne Chamber of Commerce and Industry, have expressed their good intentions, it has an agreed and financial territorial project and the level of studies among the potential population is high, particularly if students who left for their studies return.

Consequently, research and development in the North Basque Country has resources and opportunities but it has to confront problems linked to human capital (Human Resources applied in science and technology are 249.65 per 10,000 inhabitants; in the Paris region, this figure is 2893.88), to investment (RTD spending is 1.2% compared to 2.24% in France as a whole, so only half the average) and to the structure to, above all, guarantee the future.


1.- JOURNET, N.: «La réforme de la recherche», in Sciences Humaines, 203, apirila (2009), 26. or.

2.- The "University Freedom and Responsibility" Law approved in August 2007 establishes universities' budgetary autonomy and changes in their internal operation: rectors have more authority, the board of directors can include figures from outside the university, foundations are authorised and, as a whole, there is a break with equality in terms of managing study conditions and teaching and research courses. In exchange, the budget that the State offers the universities was raised: +50% in five years, meaning an increase of 10,000-15,000 million €, given that universities continue to depend on "centre contracts" linked to the State.

3.- These transformations are part of the general direction taken in the 2000 decade. In this way, the organic law on financial laws voted in 2001 aims to condition all public spending to obtaining results. It is one of the bases for the research agreement put forward in 2004 and reflected in the Law in 2006. The increase in the research budget is linked to creating new instruments to guarantee the direction of the public sector. The 2006 Law reforms cooperation rules and affects the universities. New institutions have been created. The Senior Scientific and Technical Research Council set the general lines of the research, although it works at a consultancy level. The National Research Agency that works alongside institutions receives and distributes credit for financing short term research projects; some of them are decided by higher authorities and others are linked to the researchers' proposals. At the start, research credit was limited (358 million € in 2007), but this soon increased: 955 million € in 2008 and 1600 million € in 2009. The Research Evaluation and Higher Education Agency centralises the centres' classifications, qualifications, periodicals published, groups and researchers, in addition to other organisations (CNU, CNE, CNRS). Their evaluations require in-depth analysis. The authorities, by means of the results, can modulate credit, professional careers and programmes. This organisation can take measures concerning cooperation between universities and agents from both the public and private sectors, tending to merge resources and reduce taxes for companies.

4.- JOURNET, N.: «La réforme de la recherche», in Sciences Humaines, 203 (2009), 29. or.

5.- AHEDO, I., URTEAGA, E.: La nouvelle gouvernance en Pays Basque, L’Harmattan, Paris, 2004.

6.- EDUCATION NATIONALE: L’enseignement supérieur et la recherche.

Bayonne, Académie de Bordeaux et du Pays Basque (2007). 7.- CONSEIL DE DELOPPEMENT DU PAYS BASQUE: Synthèse de la contribution de l’atelier Enseignement supérieur-Recherche. Baiona, 2006ko ekaina.

8.- On the contrary, taking into account data from 2005, the number of patents per 10,000 inhabitants is 2.44 on average, and for the Basque Country this is 0.65.

9.- URTEAGA, E. : “Zientzia eta teknologiari buruzko gizarte irudikapenak Iparraldean », Argitaratzear, GGOA, EHU, 2009.

10.- EIZAGIRRE, A., URTEAGA, E.: Zientzia eta teknologiaren gizarte iritziak eta irudikapenak Euskal Herrian, Cuadernos Sociológicos vascos, 26, 2009.